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| Provider | Service type | Compensation |
|---|---|---|
DUBUQUE BANK & TRUST COMPANY2 years Service code 15 · EIN 42-0223620 | Recordkeeping | $16,539 |
TOROSO INVESTMENTS4+ years Filed as: TOROSO INVESTMENT LLC Service code 27 · EIN 45-4779500 | Advisory (Plan) | $10,806 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $17,847 | $47,977-62.8% | $154,111-88.4% | $56,287-68.3% |
| Participation rate | 87.2% | 66.2%+21.1pp | 83.0%+4.2pp | 69.9%+17.4pp |
| Annual return | -7.67% | 3.54%-11.2pp | 735.18%-742.8pp | -9.96%+2.3pp |
| Employer contribution / active EE | $618 | $2,169-71.5% | $5,298-88.3% | $2,111-70.7% |
| Participant deferral / active EE | $1,491 | $2,392-37.7% | $5,081-70.7% | $3,350-55.5% |
| Admin fee / account holder | $164 | $438-62.6% | $13,411-98.8% | $521-68.6% |