Filed July 30, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $70,052 |
RSM US LLP1 year Service code 10 · EIN 42-0714325 | Accounting | $25,500 |
DIMEO SCHNEIDER & ASSOCIATES LLC5+ years Service code 28 · EIN 36-4001764 | Investment Management | $25,000 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $224,619 | $99,957+124.7% | $149,696+50.1% | $73,488+205.7% |
| Participation rate | 95.7% | 75.7%+20.0pp | 82.5%+13.2pp | 70.7%+25.0pp |
| Annual return | 5.99% | 53.87%-47.9pp | 276.60%-270.6pp | 28.51%-22.5pp |
| Employer contribution / active EE | $1,657 | $3,191-48.1% | $4,644-64.3% | $2,270-27.0% |
| Participant deferral / active EE | $13,289 | $6,073+118.8% | $6,842+94.2% | $3,740+255.4% |
| Admin fee / account holder | $366 | $551-33.5% | $9,309-96.1% | $513-28.6% |