Filed January 6, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MESIROW FINANCIAL Service code 28 · EIN 36-3194849 | Investment Management | $33,750 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $13,502 |
BKD, LLP2+ years Filed as: BKD LLP Service code 10 · EIN 44-0160260 | Accounting | $11,000 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,398 | $33,232+66.7% | $71,796-22.8% | $63,975-13.4% |
| Participation rate | 54.5% | 60.1%-5.6pp | 69.1%-14.6pp | 71.1%-16.6pp |
| Annual return | 8.42% | 11.99%-3.6pp | 78.04%-69.6pp | 48.65%-40.2pp |
| Employer contribution / active EE | $516 | $723-28.7% | $1,924-73.2% | $2,182-76.4% |
| Participant deferral / active EE | $2,165 | $1,604+35.0% | $2,794-22.5% | $3,356-35.5% |
| Admin fee / account holder | $75 | $63+18.8% | $4,815-98.4% | $70+7.1% |