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| Provider | Service type | Compensation |
|---|---|---|
SAGEVIEW ADVISORY GROUP, LLC2+ years Filed as: SAGEVIEW ADVISORY GROUP LLC Service code 28 · EIN 33-0818667 | Investment Management | $30,206 |
ERIC J. FERNANDEZ & CO.1 year Service code 10 · EIN 36-3141842 | Accounting | $9,710 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO. INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,695 | $56,640+58.4% | $78,002+15.0% | $55,167+62.6% |
| Participation rate | 55.3% | 73.3%-18.0pp | 75.5%-20.2pp | 69.0%-13.7pp |
| Annual return | 6.08% | 2868.48%-2862.4pp | 425.99%-419.9pp | 169.23%-163.2pp |
| Employer contribution / active EE | $0 | $1,724-100.0% | $2,470-100.0% | $1,963-100.0% |
| Participant deferral / active EE | $3,253 | $2,778+17.1% | $3,497-7.0% | $3,054+6.5% |
| Admin fee / account holder | $274 | $467-41.2% | $5,481-95.0% | $504-45.6% |