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| Provider | Service type | Compensation |
|---|---|---|
WINTRUST INVESTMENTS LLC3+ years Filed as: WAYNE HUMMER INVESTMENTS, LLC Service code 27 222 S. RIVERSIDE PLAZA · CHICAGO, IL 606066607 | Advisory (Plan) | $1,670,026 |
NATIONWIDE3+ years Filed as: NATIONWIDE TRUST COMPANY Service code 19 · EIN 31-1592130 | Securities Custodian | $30,168 |
HOWARD SIMON & ASSOCIATES, INC.3+ years Service code 37 · EIN 36-3132823 | Loan Processing | $3,515 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,911 | $64,909-50.8% | $82,313-61.2% | $62,293-48.8% |
| Participation rate | 81.2% | 74.9%+6.3pp | 76.9%+4.3pp | 69.5%+11.6pp |
| Annual return | 18.52% | 21.18%-2.7pp | 25.88%-7.4pp | 28.90%-10.4pp |
| Employer contribution / active EE | $137 | $1,676-91.8% | $2,428-94.3% | $2,042-93.3% |
| Participant deferral / active EE | $2,845 | $3,103-8.3% | $3,706-23.2% | $3,169-10.2% |
| Admin fee / account holder | $22 | $440-95.1% | $5,608-99.6% | $479-95.5% |