Filed July 21, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL WEALTH Service code 26 · EIN 39-2018056 720 E. WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Participants) | $31,750 |
Filed as: JOHN HANCOCK USA Service code 15 · EIN 01-0233346 P.O. BOX 600 · BUFFALO, NY 142010600 | Recordkeeping | $5,618 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,077 | $59,054-3.3% | $97,167-41.3% | $77,671-26.5% |
| Participation rate | 76.8% | 67.9%+8.9pp | 72.7%+4.1pp | 70.6%+6.2pp |
| Annual return | 12.17% | 16.96%-4.8pp | 75.27%-63.1pp | 31.21%-19.0pp |
| Employer contribution / active EE | $741 | $1,742-57.4% | $2,729-72.8% | $2,726-72.8% |
| Participant deferral / active EE | $4,398 | $3,930+11.9% | $4,264+3.1% | $4,648-5.4% |
| Admin fee / account holder | $340 | $346-1.7% | $5,650-94.0% | $430-21.0% |