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| Provider | Service type | Compensation |
|---|---|---|
FOSTER GROUP4+ years Service code 26 · EIN 42-1361385 | Advisory (Participants) | $61,787 |
HK FINANCIAL SERVICES4+ years Service code 15 · EIN 42-1447865 | Recordkeeping | $13,853 |
STEELE CAPITAL MANAGEMENT, INC.4+ years Filed as: STEELE Service code 26 · EIN 42-1460565 | Advisory (Participants) | $7,192 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,290 | $37,196+277.2% | $154,111-9.0% | $55,725+151.8% |
| Participation rate | 99.6% | 64.1%+35.5pp | 83.0%+16.6pp | 70.9%+28.8pp |
| Annual return | -7.35% | 1319.68%-1327.0pp | 735.18%-742.5pp | 244.93%-252.3pp |
| Employer contribution / active EE | $5,681 | $1,614+252.0% | $5,298+7.2% | $2,078+173.4% |
| Participant deferral / active EE | $4,672 | $2,068+125.9% | $5,081-8.0% | $3,356+39.2% |
| Admin fee / account holder | $331 | $102+226.0% | $13,411-97.5% | $115+187.6% |