Filed April 19, 2016 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $17,577 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,764 | $26,479+31.3% | $74,701-53.5% | $77,787-55.3% |
| Participation rate | 13.7% | 37.6%-23.9pp | 54.5%-40.7pp | 73.2%-59.5pp |
| Annual return | 16.80% | 38.31%-21.5pp | 752.92%-736.1pp | 32.57%-15.8pp |
| Employer contribution / active EE | $113 | $440-74.2% | $1,084-89.5% | $2,504-95.5% |
| Participant deferral / active EE | $429 | $1,074-60.0% | $1,964-78.1% | $3,967-89.2% |
| Admin fee / account holder | $28 | $119-76.8% | $3,333-99.2% | $100-72.4% |