Filed July 2, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $13,850 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $664 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,821 | $42,582+68.7% | $171,082-58.0% | $57,658+24.6% |
| Participation rate | 95.3% | 63.9%+31.4pp | 76.7%+18.6pp | 70.2%+25.0pp |
| Annual return | 7.81% | 308.67%-300.9pp | 32.56%-24.7pp | 5.13%+2.7pp |
| Employer contribution / active EE | $1,923 | $1,306+47.2% | $4,002-52.0% | $1,974-2.6% |
| Participant deferral / active EE | $4,966 | $2,933+69.3% | $4,797+3.5% | $3,061+62.2% |
| Admin fee / account holder | $19 | $82-76.5% | $8,520-99.8% | $95-79.5% |