Filed March 22, 2018
Total covered: 10 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $72,210 |
HIGHTOWER ADVISORS LLC2 years Filed as: HIGHTOWER ADVISORS, LLC Service code 27 · EIN 36-4500709 | Advisory (Plan) | $50,504 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $4,953 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,859 | $47,163-28.2% | $149,696-77.4% | $74,460-54.5% |
| Participation rate | 94.7% | 63.4%+31.3pp | 78.8%+16.0pp | 70.7%+24.0pp |
| Annual return | 12.33% | 22.75%-10.4pp | 134.46%-122.1pp | 34.38%-22.0pp |
| Employer contribution / active EE | $2,494 | $1,907+30.8% | $4,821-48.3% | $2,638-5.5% |
| Participant deferral / active EE | $3,364 | $2,730+23.2% | $5,682-40.8% | $4,530-25.7% |
| Admin fee / account holder | $196 | $343-42.7% | $13,212-98.5% | $348-43.5% |