Filed March 22, 2018
Total covered: 10 employees
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 16-1450952 | Recordkeeping | $72,210 |
HIGHTOWER ADVISORS LLC2 years Filed as: HIGHTOWER ADVISORS, LLC Service code 27 · EIN 36-4500709 | Advisory (Plan) | $50,504 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $4,953 |
CHARLES SCHWAB & CO., INC.4 years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,859 | $47,126-28.2% | $149,673-77.4% | $74,419-54.5% |
| Participation rate | 94.7% | 63.4%+31.3pp | 78.8%+16.0pp | 70.7%+24.0pp |
| Annual return | 12.33% | 22.75%-10.4pp | 134.42%-122.1pp | 34.38%-22.1pp |
| Employer contribution / active EE | $2,494 | $1,905+30.9% | $4,818-48.2% | $2,637-5.4% |
| Participant deferral / active EE | $3,364 | $2,728+23.3% | $5,680-40.8% | $4,528-25.7% |
| Admin fee / account holder | $196 | $343-42.7% | $13,210-98.5% | $348-43.6% |