Filed June 11, 2019
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $35,030 |
Filed as: RAYMOND JAMES & ASSOCIATES, INC. Service code 27 · EIN 59-1237041 | Advisory (Plan) | $9,852 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,059 | $61,058-80.3% | $71,209-83.1% | $85,563-85.9% |
| Participation rate | 56.9% | 58.6%-1.7pp | 73.8%-16.8pp | 66.0%-9.1pp |
| Annual return | 15.45% | 100.41%-85.0pp | 282.51%-267.1pp | 31.51%-16.1pp |
| Employer contribution / active EE | $280 | $2,199-87.3% | $2,721-89.7% | $2,654-89.5% |
| Participant deferral / active EE | $951 | $3,173-70.0% | $4,175-77.2% | $4,375-78.3% |
| Admin fee / account holder | $120 | $855-86.0% | $5,349-97.8% | $834-85.6% |