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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $82,662 |
Service code 37 · EIN 04-2647786 | Loan Processing | $36,141 |
24 funds of $250K or more; 18 lines in all, holding $72.2M of the plan's $73.1M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: American Funds Target Date, mutual fund, 47% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintages | $33.9M | 47.0% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $9.6M | 13.2% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $6.7M | 9.2% |
| GMO Quality Fund Class R6 Manager not matched · Mutual fund | $5.3M | 7.3% |
| New York Life Insurance Company New York Life · Insurance contract | $5.2M | 7.3% |
| Wasatch Core Growth Fund Institutional Glass Shares Manager not matched · Mutual fund | $2.5M | 3.5% |
| Victory Sycamore Established Value Fund Glass R6 Victory Capital · Mutual fund | $1.7M | 2.3% |
| Tweedy, Browne lnternational Value Fund Affiliated Managers Group · Mutual fund | $1.6M | 2.2% |
| Janus Henderson Contrarian Fund Janus Henderson · Mutual fund | $1.4M | 1.9% |
| Columbia Dividend Income Fund Institutional Class MS Ameriprise (Columbia Threadneedle) · Mutual fund | $1.1M | 1.5% |
Added 3 funds, dropped 3 funds, likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| ReplacedHighDecember 31, 2024 Current Polen Growth Fund - Institutional to JPMorgan Large Cap Growth Fund Class R6 | $5.7M to $6.7M |
| AddedGMO Quality Fund Class R6 | $5.3M |
| DroppedVanguard Dividend Growth Fund Investor Shares Registered Investment Company | $4.8M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 4 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.