Filed October 5, 2023
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $77,922 |
Filed as: MERRILL LYNCH PROFESSIONAL Service code 28 · EIN 13-5674085 | Investment Management | $39,130 |
ELLWOOD ASSOCIATES2+ years Filed as: J.H. ELLWOOD & ASSOCIATES, INC Service code 28 · EIN 36-3121777 | Investment Management | $10,778 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO., INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $150,305 | $43,423+246.1% | $78,676+91.0% | $55,167+172.5% |
| Participation rate | 98.0% | 68.0%+30.0pp | 73.6%+24.4pp | 69.0%+29.0pp |
| Annual return | 9.13% | 11.53%-2.4pp | 62.19%-53.1pp | 169.23%-160.1pp |
| Employer contribution / active EE | $3,031 | $1,997+51.8% | $2,850+6.3% | $1,963+54.4% |
| Participant deferral / active EE | $6,265 | $2,509+149.7% | $3,517+78.1% | $3,054+105.1% |
| Admin fee / account holder | $558 | $416+34.1% | $4,510-87.6% | $504+10.8% |