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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $51,796 |
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $39,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,988 | $241,850-69.4% | $102,437-27.8% | $200,096-63.0% |
| Participation rate | 32.8% | 78.3%-45.6pp | 74.5%-41.7pp | 72.0%-39.2pp |
| Annual return | 18.20% | 17.67%+0.5pp | 24.95%-6.8pp | 34.26%-16.1pp |
| Employer contribution / active EE | $629 | $4,253-85.2% | $3,871-83.8% | $3,038-79.3% |
| Participant deferral / active EE | $2,638 | $3,961-33.4% | $5,060-47.9% | $5,090-48.2% |
| Admin fee / account holder | $126 | $288-56.2% | $8,388-98.5% | $269-53.1% |