Filings through .
Filed August 28, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP8 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $69,983 |
THE WATERFORD GROUP LLC3 years Filed as: THE WATERFORD GROUP, LLC Service code 27 · EIN 80-0675279 | Advisory (Plan) | $24,949 |
15 funds of $250K or more; 27 lines in all, holding $25.2M of the plan's $25.8M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 77% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 12 vintagesRecordkeeper's own fund | $19.3M | 76.8% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.4M | 5.6% |
| Fidelity Blue Chip Growth K6 Fund Fidelity (FMR) · Mutual fund | $1.3M | 5.1% |
| American Balanced Fund Class R-6 Capital Group · Mutual fund | $367K | 1.5% |
| Vanguard International Growth Fund Admiral Shares Vanguard · Mutual fund | $358K | 1.4% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $357K | 1.4% |
| Carillon Eagle Mid Cap Growth Fund Class R-6 Raymond James · Mutual fund | $219K | 0.9% |
| JPMorgan Small Cap Growth Fund Class R6 JPMorgan · Mutual fund | $208K | 0.8% |
| Vanguard Mid-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $207K | 0.8% |
| Registered Investment Company Eaton Vance Morgan Stanley · Mutual fund | $198K | 0.8% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.