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| Provider | Service type | Compensation |
|---|---|---|
CETERA FINANCIAL GROUP1+ years Filed as: CETERA INVESTMENT ADVISORS LLC Service code 27 · EIN 36-3258176 | Advisory (Plan) | $43,571 |
Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $26,551 |
13 funds of $250K or more; 17 lines in all, holding $17.1M of the plan's $17.6M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: Fidelity Freedom Index, mutual fund, 62% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Fidelity Freedom Index Fidelity (FMR) · Mutual fund Target-date, 11 vintagesRecordkeeper's own fund | $10.7M | 62.5% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $2.0M | 11.9% |
| Fidelity Blue Chip Growth K6 Fund Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $1.6M | 9.2% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $649K | 3.8% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $590K | 3.5% |
| Fidelity Operations AF Eupac Growth R6 Capital Group · Mutual fund | $334K | 2.0% |
| Fidelity Global ex U.S. Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $276K | 1.6% |
| MFS Mid Cap Growth Fund R6 MFS (Sun Life) · Mutual fund | $247K | 1.4% |
| Fidelity Operations J H Growth & Inc N Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $208K | 1.2% |
| RBC Emerging Markets Equity Fund Class R6 RBC Global Asset Management · Mutual fund | $148K | 0.9% |
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.