Filed January 25, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $33,724 |
Filed as: SHEPHERD FINANCIAL INVMT ADVISORY Service code 16 · EIN 82-0759826 | Consulting | $13,500 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,477 | $56,540+30.0% | $185,851-60.5% | $86,821-15.4% |
| Participation rate | 94.9% | 65.5%+29.3pp | 81.7%+13.2pp | 72.3%+22.6pp |
| Annual return | 0.00% | 118.20%-118.2pp | 122.11%-122.1pp | 97.94%-97.9pp |
| Employer contribution / active EE | $3,703 | $1,844+100.8% | $5,168-28.4% | $2,406+53.9% |
| Participant deferral / active EE | $5,101 | $2,555+99.6% | $5,569-8.4% | $4,132+23.5% |
| Admin fee / account holder | $122 | $150-18.7% | $16,245-99.3% | $170-28.2% |