Filings through .
Filed April 21, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $188,339 |
SIKICH LLP1 year Filed as: SIKICH Service code 70 · EIN 36-3168081 | Consulting Fees | $18,824 |
SIKICH LLP1 year Filed as: SIKICH CPA LLC Service code 70 333 JOHN CARLYLE STREET · ALEXANDRIA, VA 22314 | Consulting Fees | $2,500 |
26 funds of $250K or more; 30 lines in all, holding $59.9M of the plan's $64.1M. From the 2025 filing. Recordkeeper: Bank of America (Merrill).
Target-date series: Vanguard Target Retirement, mutual fund, 54% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 12 vintages | $32.5M | 54.2% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $4.6M | 7.6% |
| Fidelity Advisor Large Cap Stock Fund Class Z Fidelity (FMR) · Mutual fund | $3.8M | 6.3% |
| Invesco Discovery Fund Class R6 Invesco · Mutual fund | $2.9M | 4.9% |
| Invesco Comstock Fund Class R6 Invesco · Mutual fund | $2.9M | 4.9% |
| Virtus Newfleet Multi-Sector Short Term Bond Fund Class R6 Virtus · Mutual fund | $2.1M | 3.5% |
| Federated Hermes MDT Mid Cap Growth Fund Class R6 Shares Federated Hermes · Mutual fund | $1.9M | 3.2% |
| Invesco Small CAP Value Fund Class R6 Invesco · Mutual fund | $1.5M | 2.5% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $1.5M | 2.5% |
| MFS International Equity Fund Class R6 MFS (Sun Life) · Mutual fund | $1.2M | 2.0% |
Added 1 fund, dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppediShares S&P 500 Index Fund Class K Shares | $3.2M |
| AddedFidelity Advisor Large Cap Stock Z GM | $268K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.