Filed April 21, 2022 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $84,493 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $63,269 |
RAY M. DONOHOO1 year Filed as: RAY SKILLMAN GMC TRUCK INC Service code 99 8424 US 31 S · INDIANAPOLIS, IN 46227 | Other Fees | $28,400 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 27 1585 BROADWAY · NEW YORK, NY 10036 | Advisory (Plan) | $25,200 |
Filed as: MORGAN STANLEY GLOBAL BANKING OPERA Service code 70 · EIN 26-4310632 | Consulting Fees | $22,126 |
AMERICAN REALTY ADVISORS1 year Filed as: AMERICAN PENSION ADVISOR, LTD Service code 13 9465 COUNSELORS ROW STE 120 · INDIANAPOLIS, IN 46240 | Contract Administrator | $9,784 |
Filed as: EMPOWER ADVISORY GROUP LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,481 |
AMERICAN REALTY ADVISORS10+ years Filed as: AMERICAN PENSION ADVISORS, LTD. Service code 13 | Contract Administrator | $3,333 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,162 | $54,245-2.0% | $93,727-43.3% | $77,762-31.6% |
| Participation rate | 71.4% | 63.9%+7.5pp | 68.7%+2.7pp | 70.6%+0.8pp |
| Annual return | 13.79% | 30.58%-16.8pp | 133.83%-120.0pp | 31.27%-17.5pp |
| Employer contribution / active EE | $1,460 | $1,168+25.0% | $2,421-39.7% | $2,728-46.5% |
| Participant deferral / active EE | $4,191 | $3,144+33.3% | $4,417-5.1% | $4,651-9.9% |
| Admin fee / account holder | $227 | $575-60.6% | $8,292-97.3% | $433-47.6% |