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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Claim... | $483,508 |
PLANTE & MORAN, PLLC2+ years Service code 10 · EIN 38-1357951 | Accounting | $27,500 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,196 | $37,213+77.9% | $156,551-57.7% | $63,975+3.5% |
| Participation rate | 100.0% | 65.0%+35.0pp | 84.0%+16.0pp | 71.1%+28.9pp |
| Annual return | 67.18% | 47.89%+19.3pp | 32.23%+34.9pp | 48.65%+18.5pp |
| Employer contribution / active EE | $3,065 | $1,357+125.9% | $5,501-44.3% | $2,182+40.5% |
| Participant deferral / active EE | $3,848 | $2,070+85.9% | $4,871-21.0% | $3,356+14.6% |
| Admin fee / account holder | $52 | $56-7.4% | $13,028-99.6% | $70-26.0% |