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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 32-0169227 | Recordkeeping | $36,299 |
Filed as: OXFORD FINANCIAL ADVISORS CORP Service code 26 · EIN 35-1588335 | Advisory (Participants) | $11,041 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $315,880 | $47,977+558.4% | $154,108+105.0% | $56,289+461.2% |
| Participation rate | 100.0% | 66.2%+33.8pp | 83.0%+17.0pp | 69.9%+30.1pp |
| Annual return | -4.15% | 3.54%-7.7pp | 735.21%-739.4pp | -9.96%+5.8pp |
| Employer contribution / active EE | $15,158 | $2,169+598.9% | $5,298+186.1% | $2,111+618.0% |
| Participant deferral / active EE | $10,244 | $2,392+328.3% | $5,081+101.6% | $3,350+205.8% |
| Admin fee / account holder | $965 | $438+120.1% | $13,411-92.8% | $521+85.2% |