Retirement plan

ROCHESTER METAL PRODUCTS CORP. PROFIT SHARING SAVINGS PLAN

Name: ROCHESTER METAL PRODUCTS CORP. - ROCHESTER METAL PRODUCTS CORP. PROFIT SHARING SAVINGS PLAN (2017) Form 5500
Creator: ROCHESTER METAL PRODUCTS CORP.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROCHESTER METAL PRODUCTS CORP. PROFIT SHARING SAVINGS PLAN, ROCHESTER METAL PRODUCTS CORP.

ROCHESTER METAL PRODUCTS CORP.EIN 35-1079835Plan #001PY 2017

2100 N. GRANVILLE AVE - MUNCIE, IN 473032153765-288-6624rochestermetals.comLinkedIn201-500 employeesmining & metals

Other plans on this EIN

1 filing

#002Retirement-$30.4M assets

Prospect flagsLow returns

How to read this page

Total assets (EOY)

$16.2M

+5.2% from 2016

Total participants

333

+1.2% from 2016

Average account balance

$51,815

+2.2% from 2016

Annual return

13.73%

+6.33 pp from 2016

Benchmarks

See 1,232 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants250-999

Cohort1,232 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$18.21M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$74K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

246

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

77.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.19M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.70%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$206

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 3 by compensation

Provider	Service type	Compensation
KEYBANK NATIONAL ASSOCIATION3+ years Service code 10 MS NY-00-01-0275 · AMHERST, NY 14226	Accounting	$11,179
SWERDLIN & COMPANY3+ years Service code 15 · EIN 58-1392124	Recordkeeping	$10,636
TD AMERITRADE, INC.3+ years Filed as: TD AMERITRADE TRUST COMPANY Service code 19 · EIN 20-0937408	Securities Custodian	$0

Plan features & details

Pension benefit codes2E2F2G2J2K3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$18K

$69 / participant

Other / not subdivided$18K100.0%

% of EOY assets

0.110%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BKD, LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$51,815

$71,666-27.7%

$117,861-56.0%

$69,631-25.6%

Participation rate

91.8%

77.5%+14.3pp

79.7%+12.2pp

70.7%+21.1pp

Annual return

13.73%

18.86%-5.1pp

335.11%-321.4pp

27571.02%-27557.3pp

Employer contribution / active EE

$857

$1,889-54.7%

$3,786-77.4%

$2,032-57.8%

Participant deferral / active EE

$2,542

$3,340-23.9%

$4,482-43.3%

$3,224-21.2%

Admin fee / account holder

$57

$120-52.8%

$8,021-99.3%

$110-48.5%

Provider

Service type

Compensation

KEYBANK NATIONAL ASSOCIATION3+ years

Service code 10

MS NY-00-01-0275 · AMHERST, NY 14226

Accounting

$11,179

SWERDLIN & COMPANY3+ years

Service code 15 · EIN 58-1392124

Recordkeeping

$10,636

TD AMERITRADE, INC.3+ years

Filed as: TD AMERITRADE TRUST COMPANY

Service code 19 · EIN 20-0937408

Securities Custodian

ROCHESTER METAL PRODUCTS CORP. PROFIT SHARING SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ROCHESTER METAL PRODUCTS CORP. PROFIT SHARING SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion