Filed April 17, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ROYAL ALLIANCE ASSOCIATES INC. Service code 27 · EIN 93-0987232 | Advisory (Plan) | $49,573 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $760 |
AMERICAN FUNDS1 year Service code 52 · EIN 94-6050854 | Indirect Investment Fees | $0 |
BLACKROCK1 year Service code 52 · EIN 13-3806694 | Indirect Investment Fees | $0 |
COLUMBIA1 year Service code 52 · EIN 56-0906609 | Indirect Investment Fees | $0 |
HARBOR1 year Service code 52 · EIN 34-1953393 | Indirect Investment Fees | $0 |
INVESCO1 year Service code 52 · EIN 76-0343427 | Indirect Investment Fees | $0 |
LEGG MASON1 year Service code 52 · EIN 52-1200960 | Indirect Investment Fees | $0 |
Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
NATIXIS FUNDS1 year Service code 52 · EIN 04-3113285 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,761 | $54,390+28.3% | $117,039-40.4% | $69,631+0.2% |
| Participation rate | 62.2% | 58.5%+3.7pp | 77.2%-15.0pp | 70.7%-8.5pp |
| Annual return | 15.76% | 18.33%-2.6pp | 18.95%-3.2pp | 27571.02%-27555.3pp |
| Employer contribution / active EE | $1,107 | $1,357-18.4% | $3,785-70.7% | $2,032-45.5% |
| Participant deferral / active EE | $2,245 | $2,076+8.2% | $3,929-42.9% | $3,224-30.4% |
| Admin fee / account holder | $1 | $98-98.7% | $5,974-100.0% | $110-98.9% |