Filed January 20, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
NORTH AMERICAN KTRADE ALLIANCE, LLC10+ years Service code 15 · EIN 32-0169227 | Recordkeeping | $37,606 |
OXFORD FINANCIAL GROUP, LTD10+ years Service code 26 11711 NORTH MERIDIAN STREET · CARMEL, IN 46032 | Advisory (Participants) | $34,000 |
CROWE LLP3 years Filed as: CROWE, LLP Service code 10 P.O. BOX 71570 · CHICAGO, IL 60694 | Accounting | $23,349 |
LATITUDE SERVICE COMPANY INC6 years Filed as: LATITUDE SERVICE COMPANY, INC. Service code 49 · EIN 82-1371994 | Other Services | $9,063 |
Filed as: FIDELITY PERSONAL TRUST COMPANY FSB Service code 18 · EIN 04-3523567 | Shareholder servicing fees; Custodial... | $6,701 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,792 | $53,053+65.5% | $126,539-30.6% | $74,304+18.2% |
| Participation rate | 86.2% | 48.0%+38.1pp | 69.8%+16.4pp | 60.3%+25.8pp |
| Annual return | 11.45% | 29.46%-18.0pp | 425.95%-414.5pp | 29.43%-18.0pp |
| Employer contribution / active EE | $2,783 | $1,168+138.3% | $3,674-24.3% | $2,241+24.2% |
| Participant deferral / active EE | $5,269 | $2,303+128.8% | $4,083+29.0% | $3,767+39.9% |
| Admin fee / account holder | $478 | $3,698-87.1% | $6,065-92.1% | $2,969-83.9% |