Filed June 18, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY DOMESTIC HOLDINGS Service code 27 · EIN 20-8764829 | Advisory (Plan) | $12,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $130,067 | $113,293+14.8% | $67,511+92.7% | $199,768-34.9% |
| Participation rate | 41.4% | 73.3%-32.0pp | 72.9%-31.5pp | 72.0%-30.6pp |
| Annual return | 12.48% | 15.88%-3.4pp | 3517.41%-3504.9pp | 34.26%-21.8pp |
| Employer contribution / active EE | $1,448 | $3,401-57.4% | $2,733-47.0% | $3,037-52.3% |
| Participant deferral / active EE | $1,955 | $4,159-53.0% | $4,000-51.1% | $5,090-61.6% |
| Admin fee / account holder | $9 | $103-90.8% | $3,999-99.8% | $269-96.5% |