Filed March 18, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $41,181 |
Service code 10 · EIN 34-1523030 | Accounting | $26,853 |
CHARLES SCHWAB & CO., INC.8+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.8+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,900 | $84,000-56.1% | $119,628-69.2% | $77,906-52.6% |
| Participation rate | 79.2% | 77.8%+1.4pp | 79.3%-0.1pp | 73.7%+5.5pp |
| Annual return | -17.06% | -11.59%-5.5pp | -14.98%-2.1pp | 12.16%-29.2pp |
| Employer contribution / active EE | $172 | $2,907-94.1% | $4,232-95.9% | $2,846-94.0% |
| Participant deferral / active EE | $3,593 | $4,705-23.6% | $5,601-35.8% | $4,805-25.2% |
| Admin fee / account holder | $18 | $116-84.8% | $10,330-99.8% | $133-86.7% |