Filed August 3, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PEIRCE, FENNER & SMI Service code 15 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Recordkeeping | $1,817 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,508 | $73,102-9.0% | $123,544-46.2% | $56,287+18.2% |
| Participation rate | 66.1% | 74.3%-8.2pp | 82.3%-16.2pp | 69.9%-3.7pp |
| Annual return | 0.33% | 3.01%-2.7pp | 119.20%-118.9pp | -9.96%+10.3pp |
| Employer contribution / active EE | $1,247 | $2,977-58.1% | $4,628-73.1% | $2,111-40.9% |
| Participant deferral / active EE | $4,672 | $5,423-13.8% | $6,426-27.3% | $3,350+39.5% |
| Admin fee / account holder | $18 | $554-96.8% | $9,284-99.8% | $521-96.6% |