Retirement plan

SAN JOSE PACIFIC NEUROLOGY CENTER, P.C. 401(K) PROFIT SHARING PLAN

Name: SAN JOSE PACIFIC NEUROLOGY CENTER, P.C. - SAN JOSE PACIFIC NEUROLOGY CENTER, P.C. 401(K) PROFIT SHARING PLAN (2017) Form 5500
Creator: SAN JOSE PACIFIC NEUROLOGY CENTER, P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SAN JOSE PACIFIC NEUROLOGY CENTER, P.C. 401(K) PROFIT SHARING PLAN, SAN JOSE PACIFIC NEUROLOGY CENTER, P.C.

SAN JOSE PACIFIC NEUROLOGY CENTER, P.C.EIN 34-2061234Plan #001PY 2017

200 JOSE FIGUERES AVE., SUITE 200 - SAN JOSE, CA 95116408-347-1600pacificneurology.comLinkedIn1-10 employeeshospital & health care

Other plans on this EIN

1 filing

#002Retirement-$860K assets

Prospect flagsHigh feesLow fidelity bond

How to read this page

Total assets (EOY)

$661K

+84.4% from 2016

Total participants

+57.1% from 2016

Average account balance

$60,116

+17.4% from 2016

Annual return

10.62%

+0.41 pp from 2016

Benchmarks

See 114,325 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort114,325 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.11M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$151K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$135K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.24%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$976

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2H2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Expense breakdown

Schedule H Part II

Admin total

$7K

$1304 / participant

Other / not subdivided$7K100.0%

% of EOY assets

0.986%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$60,116

$150,446-60.0%

$136,297-55.9%

$147,585-59.3%

Participation rate

100.0%

84.4%+15.6pp

81.9%+18.1pp

82.8%+17.2pp

Annual return

10.62%

1049.14%-1038.5pp

5156.19%-5145.6pp

578.58%-568.0pp

Employer contribution / active EE

$6,221

$5,256+18.4%

$4,696+32.5%

$4,876+27.6%

Participant deferral / active EE

$12,629

$6,631+90.5%

$6,247+102.2%

$5,439+132.2%

Admin fee / account holder

$593

$10,906-94.6%

$9,244-93.6%

$10,886-94.6%

SAN JOSE PACIFIC NEUROLOGY CENTER, P.C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SAN JOSE PACIFIC NEUROLOGY CENTER, P.C. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion