Filings through .
Filed April 23, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC2 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $72,058 |
CREATIVE PLANNING LLC4 years Service code 27 5440 W 110TH ST STE 102 · OVERLAND PARK, KS 66211 | Advisory (Plan) | $39,992 |
13 funds of $250K or more; 15 lines in all, holding $11.9M of the plan's $12.1M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 56% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 10 vintages | $6.6M | 55.9% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $3.0M | 24.9% |
| Fidelity Extended Market Index Fund Fidelity (FMR) · Mutual fund Index | $601K | 5.1% |
| Fidelity Total Index Fund Fidelity (FMR) · Mutual fund Index | $502K | 4.2% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $294K | 2.5% |
| Columbia Small Cap Value and Inflection Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $264K | 2.2% |
| Vanguard Federal Money Market Fund Investor Shares Vanguard · Money market | $235K | 2.0% |
| AB US Large Cap Growth CIT (W Series) Class L AllianceBernstein · Collective trust | $112K | 0.9% |
| John Hancock Disciplined Value Mid Cap Fund John Hancock (Manulife) · Mutual fund | $50K | 0.4% |
| Fidelity Small Cap Value Fund Fidelity Advisor Small Cap Value Fund: Class Z Fidelity (FMR) · Mutual fund | $49K | 0.4% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.