Retirement plan

THE SHAMROCK COMPANIES, INC. 401(K) RETIREMENT PLAN

Name: SHAMROCK COMPANIES, INC. - THE SHAMROCK COMPANIES, INC. 401(K) RETIREMENT PLAN (2017) Form 5500
Creator: SHAMROCK COMPANIES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE SHAMROCK COMPANIES, INC. 401(K) RETIREMENT PLAN, SHAMROCK COMPANIES, INC.

SHAMROCK COMPANIES, INC.EIN 34-1609149Plan #001PY 2017

24090 DETROIT ROAD - WESTLAKE, OH 441451513440-250-2165shamrockcompanies.comLinkedIn11-50 employeesreal estate

Other plans on this EIN

2 filings

#002Retirement-$4.0M assets #003Retirement-$836K assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$13.1M

+12.6% from 2016

Total participants

124

-12.1% from 2016

Average account balance

$143,625

+22.5% from 2016

Annual return

18.15%

+11.26 pp from 2016

Benchmarks

See 1,975 peers

Peer group

Industry32 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort1,975 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$26.01M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$356K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

80.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$650K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.94%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$32344

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
SAFEGUARD SECURITIES, INC.1 year Filed as: SAFEGUARD SECURITIES Service code 99 · EIN 23-2697799	Other Fees	$9,362
TEGRIT GROUP2+ years Service code 99	Other Fees	$4,972
APPLE GROWTH PARTNERS2+ years Service code 99 · EIN 03-4160914	Other Fees	$0

Plan features & details

Pension benefit codes2E2J2K2F2G3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$2K

$18 / participant

Other / not subdivided$2K100.0%

% of EOY assets

0.015%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: APPLE GROWTH PARTNERS- SEE FOOTNOTE
Auditor EIN: 341082617
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$143,625

$63,314+126.8%

$91,004+57.8%

$62,293+130.6%

Participation rate

70.0%

73.3%-3.3pp

75.6%-5.6pp

69.5%+0.5pp

Annual return

18.15%

21.00%-2.8pp

4.60%+13.6pp

28.90%-10.7pp

Employer contribution / active EE

$1,807-100.0%

$2,456-100.0%

$2,042-100.0%

Participant deferral / active EE

$4,969

$2,944+68.8%

$3,548+40.1%

$3,169+56.8%

Admin fee / account holder

$21

$468-95.5%

$5,417-99.6%

$479-95.6%

Provider

Service type

Compensation

SAFEGUARD SECURITIES, INC.1 year

Filed as: SAFEGUARD SECURITIES

Service code 99 · EIN 23-2697799

Other Fees

$9,362

TEGRIT GROUP2+ years

Service code 99

Other Fees

$4,972

APPLE GROWTH PARTNERS2+ years

Service code 99 · EIN 03-4160914

Other Fees

THE SHAMROCK COMPANIES, INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE SHAMROCK COMPANIES, INC. 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion