Filed December 2, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FINDLEY1 year Filed as: FINDLEY DAVIES, INC. Service code 15 · EIN 34-1213174 | Recordkeeping | $25,163 |
PLANTE & MORAN, PLLC1 year Filed as: PLANTE MORAN FINANCIAL ADVISORS Service code 16 · EIN 38-3123123 | Consulting | $14,598 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,822 | $44,425-30.6% | $67,834-54.6% | $55,167-44.1% |
| Participation rate | 55.1% | 59.7%-4.6pp | 68.8%-13.7pp | 69.0%-13.9pp |
| Annual return | 4.42% | 17.80%-13.4pp | 138.47%-134.1pp | 169.23%-164.8pp |
| Employer contribution / active EE | $595 | $1,351-56.0% | $2,403-75.2% | $1,963-69.7% |
| Participant deferral / active EE | $1,653 | $2,166-23.7% | $3,160-47.7% | $3,054-45.9% |
| Admin fee / account holder | $376 | $530-29.1% | $4,622-91.9% | $504-25.3% |