Filed April 17, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 26 38 FOUNTAIN SQUARE PLAZA · CINCINNATI, OH 45263 | Advisory (Participants) | $61,349 |
TD AMERITRADE, INC.3 years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,135 | $81,474-39.7% | $133,956-63.3% | $73,488-33.1% |
| Participation rate | 75.1% | 76.4%-1.2pp | 79.8%-4.7pp | 70.7%+4.5pp |
| Annual return | 14.14% | 19.40%-5.3pp | 45.09%-30.9pp | 28.51%-14.4pp |
| Employer contribution / active EE | $714 | $2,209-67.7% | $3,919-81.8% | $2,270-68.5% |
| Participant deferral / active EE | $1,710 | $3,786-54.8% | $5,048-66.1% | $3,740-54.3% |
| Admin fee / account holder | $302 | $713-57.6% | $8,927-96.6% | $513-41.1% |