Filed August 9, 2007 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $36,475 |
Filed as: KESTRA ADVISORY SERVICES. Service code 27 · EIN 35-2552359 | Advisory (Plan) | $19,946 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,141 | $39,898-9.4% | $121,196-70.2% | $55,725-35.1% |
| Participation rate | 69.6% | 61.2%+8.4pp | 71.7%-2.1pp | 70.9%-1.2pp |
| Annual return | -5.58% | -0.96%-4.6pp | 16.93%-22.5pp | 244.93%-250.5pp |
| Employer contribution / active EE | $1,404 | $1,295+8.4% | $4,022-65.1% | $2,078-32.4% |
| Participant deferral / active EE | $2,088 | $2,439-14.4% | $3,344-37.6% | $3,356-37.8% |
| Admin fee / account holder | $120 | $95+26.5% | $5,019-97.6% | $115+4.4% |