Filed July 7, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $19,189 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,053 | $60,165+3.1% | $74,183-16.4% | $55,167+12.5% |
| Participation rate | 69.1% | 74.2%-5.0pp | 76.6%-7.5pp | 69.0%+0.1pp |
| Annual return | 6.63% | 10.00%-3.4pp | 17.74%-11.1pp | 169.23%-162.6pp |
| Employer contribution / active EE | $857 | $1,600-46.4% | $2,370-63.8% | $1,963-56.3% |
| Participant deferral / active EE | $1,982 | $2,973-33.3% | $3,550-44.2% | $3,054-35.1% |
| Admin fee / account holder | $193 | $419-53.9% | $5,586-96.5% | $504-61.7% |