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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 26 · EIN 13-2638166 | Advisory (Participants) | $10,451 |
Service code 15 · EIN 01-0233346 | Recordkeeping | $1,340 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,187 | $80,781-73.8% | $102,437-79.3% | $74,478-71.6% |
| Participation rate | 94.4% | 65.7%+28.7pp | 74.5%+19.9pp | 67.2%+27.2pp |
| Annual return | 1635.66% | 27.58%+1608.1pp | 24.95%+1610.7pp | 1370.56%+265.1pp |
| Employer contribution / active EE | $2,812 | $3,160-11.0% | $3,871-27.3% | $2,626+7.1% |
| Participant deferral / active EE | $4,986 | $3,862+29.1% | $5,060-1.5% | $4,350+14.6% |
| Admin fee / account holder | $95 | $2,372-96.0% | $8,388-98.9% | $1,946-95.1% |