Filed January 5, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $58,105 |
Service code 28 · EIN 47-1411118 | Investment Management | $48,000 |
VASQUEZ & COMPANY LLP3 years Filed as: VASQUEZ AND COMPANY LLP Service code 10 · EIN 33-0700332 | Accounting | $13,500 |
PAIK, DAVID J1 year Filed as: DAVID J PAIK Service code 29 · EIN 46-2465521 | Legal | $10,927 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $2,226 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO. AND AFFILIATES Service code 59 | Shareholder Servicing | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $160,526 | $73,404+118.7% | $87,100+84.3% | $67,579+137.5% |
| Participation rate | 83.4% | 80.9%+2.5pp | 76.9%+6.5pp | 71.3%+12.1pp |
| Annual return | 24.07% | 48.29%-24.2pp | 28.19%-4.1pp | 378.56%-354.5pp |
| Employer contribution / active EE | $4,060 | $2,014+101.6% | $2,521+61.0% | $2,148+89.0% |
| Participant deferral / active EE | $7,695 | $3,913+96.7% | $4,049+90.1% | $3,539+117.4% |
| Admin fee / account holder | $163 | $142+15.2% | $7,497-97.8% | $142+14.6% |