Filed March 9, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NORTHERN TRUST COMPANY6+ years Filed as: NORTHERN TRUST CO. Service code 19 · EIN 36-1561860 | Securities Custodian | $88,234 |
TRI-AD ACTUARIES, INC.6+ years Service code 13 · EIN 95-2887986 | Contract Administrator | $76,429 |
ERNST & YOUNG LLP6+ years Service code 10 · EIN 34-6565596 | Accounting | $50,000 |
MATRIX TRUST COMPANY6+ years Service code 21 · EIN 65-1214236 | Bank Trustee | $37,719 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $626,393 | $136,307+359.5% | $177,821+252.3% | $73,488+752.4% |
| Participation rate | 100.0% | 86.1%+13.9pp | 87.7%+12.3pp | 70.7%+29.3pp |
| Annual return | 4.39% | 18.68%-14.3pp | 48.32%-43.9pp | 28.51%-24.1pp |
| Employer contribution / active EE | $24,224 | $3,712+552.6% | $5,918+309.3% | $2,270+967.1% |
| Participant deferral / active EE | $12,603 | $5,829+116.2% | $7,714+63.4% | $3,740+237.0% |
| Admin fee / account holder | $824 | $596+38.4% | $12,427-93.4% | $513+60.7% |