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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD RD. · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $33,828 |
SAGEVIEW ADVISORY GROUP, LLC4 years Service code 27 1920 MAIN ST · IRVINE, CA 92614 | Advisory (Plan) | $23,847 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,100 |
PENTEGRA SERVICES, INC.1 year Filed as: PENTEGRA SERVICES INC. Service code 13 701 WESTCHESTER AVE STE 320E · WHITE PLAINS, NY 10604 | Contract Administrator | $4,926 |
8 funds of $250K or more; 19 lines in all, holding $6.2M of the plan's $6.3M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Nuveen Lifecycle Index, mutual fund, 42% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 10 vintages | $2.6M | 41.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $1.5M | 24.8% |
| EI Fixed Account - Serial Class I Manager not matched · Insurance contract | $367K | 5.9% |
| Fidelity Total Market Index Fund Fidelity (FMR) · Mutual fund Index | $314K | 5.1% |
| Fidelity Total International Index Fund Fidelity (FMR) · Mutual fund Index | $279K | 4.5% |
| JPMorgan U.S. Equity Fund Class R6 JPMorgan · Mutual fund | $191K | 3.1% |
| AB US Large Cap Growth CIT W Series P1 AllianceBernstein · Collective trust | $189K | 3.1% |
| Fidelity Extended Market Index Fund Fidelity (FMR) · Mutual fund Index | $142K | 2.3% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $110K | 1.8% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $104K | 1.7% |
Moved to another target-date series.
| Fund | Year-end value |
|---|---|
| Target-date switchFidelity Freedom Index 2035 Fund Premier Class to Nuveen Lifecycle Index 2035 Fund Class R6 | $1.8M to $2.6M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor signed off without reservation. This is the cleanest opinion.