Filed July 29, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $28,547 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT Service code 26 · EIN 36-4317381 | Advisory (Participants) | $14,548 |
MORNINGSTAR7+ years Service code 27 · EIN 36-3297908 | Advisory (Plan) | $7,404 |
Filed as: UPFSA INS AGENCY OF AZ INC Service code 55 120 7333 E DOUBLETREE RANCH RD STE · SCOTTSDALE, AZ 85258 | Other Commissions | $1,343 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $83,055 | $50,956+63.0% | $96,562-14.0% | $86,799-4.3% |
| Participation rate | 86.7% | 65.2%+21.4pp | 69.8%+16.9pp | 72.3%+14.4pp |
| Annual return | 13.87% | 21.27%-7.4pp | 37.78%-23.9pp | 97.91%-84.0pp |
| Employer contribution / active EE | $1,541 | $1,111+38.7% | $2,356-34.6% | $2,405-36.0% |
| Participant deferral / active EE | $5,573 | $2,954+88.6% | $3,849+44.8% | $4,131+34.9% |
| Admin fee / account holder | $78 | $166-53.1% | $6,181-98.7% | $170-54.1% |