Filed January 7, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $69,444 |
SAGEVIEW ADVISORY GROUP, LLC2 years Filed as: SAGEVIEW ADVISORY GROUP LLC Service code 27 · EIN 33-0818667 | Advisory (Plan) | $25,975 |
LTSP, INC.5 years Service code 10 · EIN 95-3864890 | Accounting | $19,500 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,124 | $46,219-24.0% | $89,391-60.7% | $90,288-61.1% |
| Participation rate | 14.6% | 44.9%-30.3pp | 68.0%-53.3pp | 73.4%-58.7pp |
| Annual return | 12.13% | 25.71%-13.6pp | 245.62%-233.5pp | 53.97%-41.8pp |
| Employer contribution / active EE | $100 | $953-89.5% | $2,586-96.1% | $2,524-96.0% |
| Participant deferral / active EE | $660 | $2,136-69.1% | $3,890-83.0% | $4,232-84.4% |
| Admin fee / account holder | $228 | $147+55.6% | $4,881-95.3% | $114+100.3% |