Retirement plan

ALPHATEC SPINE, INC. 401(K) PLAN

Name: ALPHATEC SPINE, INC. - ALPHATEC SPINE, INC. 401(K) PLAN (2016) Form 5500
Creator: ALPHATEC SPINE, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ALPHATEC SPINE, INC. 401(K) PLAN, ALPHATEC SPINE, INC.

ALPHATEC SPINE, INC.EIN 33-0412288Plan #001PY 2016

5818 EL CAMINO REAL - CARLSBAD, CA 92008760-494-6696

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$14.7M

-10.2% from 2015

Total participants

369

-33.4% from 2015

Average account balance

$41,303

+33.0% from 2015

Annual return

8.61%

+10.07 pp from 2015

Benchmarks

See 4,221 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort4,221 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$58.58M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$64K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

920

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$9.08M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$13K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+30.01%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$147

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
SAGEPOINT FINANCIAL INC2+ years Filed as: SAGEPOINT FINANCIAL Service code 26 2800 N. CENTRAL AVE., STE 2100 · PHEONIX, AZ 85001	Advisory (Participants)	$30,162
SAN DIEGO PENSION CONSULTANTS2+ years Service code 17 5628 COPLEY DRIVE · SAN DIEGO, CA 92111	Pension Consulting	$16,424

Plan features & details

Pension benefit codes2E2F2G2J2K

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$2K

$10 / participant

Contract admin$40K2149.3%

% of EOY assets

0.013%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SQUAR MILNER LLP
Auditor EIN: 330835986
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$41,303

$60,165-31.4%

$74,184-44.3%

$55,167-25.1%

Participation rate

92.3%

74.2%+18.1pp

76.6%+15.6pp

69.0%+23.3pp

Annual return

8.61%

10.00%-1.4pp

17.74%-9.1pp

169.23%-160.6pp

Employer contribution / active EE

$2,823

$1,600+76.5%

$2,370+19.1%

$1,963+43.9%

Participant deferral / active EE

$9,167

$2,973+208.4%

$3,550+158.2%

$3,054+200.1%

Admin fee / account holder

$419-98.7%

$5,586-99.9%

$504-99.0%

Provider

Service type

Compensation

SAGEPOINT FINANCIAL INC2+ years

Filed as: SAGEPOINT FINANCIAL

Service code 26

2800 N. CENTRAL AVE., STE 2100 · PHEONIX, AZ 85001

Advisory (Participants)

$30,162

SAN DIEGO PENSION CONSULTANTS2+ years

Service code 17

5628 COPLEY DRIVE · SAN DIEGO, CA 92111

Pension Consulting

$16,424

ALPHATEC SPINE, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ALPHATEC SPINE, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion