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| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL NICOLAUS AND CO INC Service code 55 · EIN 43-0538770 501 N BROADWAY · ST LOUIS, MO 63102 | Other Commissions | $4,161 |
Filed as: PENSION PERFORMANCE INC Service code 13 · EIN 36-4136186 2551 DIVISION ST STE 104 · JOLETT, IL 60435 | Contract Administrator | $915 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,811 | $63,314-73.4% | $91,004-81.5% | $62,293-73.0% |
| Participation rate | 96.5% | 73.3%+23.2pp | 75.6%+20.9pp | 69.5%+27.0pp |
| Annual return | 41.09% | 21.00%+20.1pp | 4.60%+36.5pp | 28.90%+12.2pp |
| Employer contribution / active EE | $3,517 | $1,807+94.6% | $2,456+43.2% | $2,042+72.2% |
| Participant deferral / active EE | $5,062 | $2,944+72.0% | $3,548+42.7% | $3,169+59.7% |
| Admin fee / account holder | $78 | $468-83.2% | $5,417-98.6% | $479-83.6% |