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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BA Service code 27 · EIN 26-4310632 | Advisory (Plan) | $25,235 |
PRINCIPAL FINANCIAL GROUP2 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $21,053 |
10 funds of $250K or more; 13 lines in all, holding $13.6M of the plan's $13.7M. From the 2025 filing. Recordkeeper: Principal.
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal Guaranteed Option Principal · Insurance contract Recordkeeper's own fund | $2.7M | 20.0% |
| Principal Core Fixed Income Separate Accounts Principal · Separate account Recordkeeper's own fund | $2.3M | 16.7% |
| Pooled Separate Accounts Principal Overseas Separate Accounts Principal · Separate account Recordkeeper's own fund | $1.8M | 13.2% |
| PIMCO Income Fund PIMCO (Allianz) · Mutual fund | $1.6M | 11.5% |
| Vanguard 500 Index Fund Vanguard · Mutual fund Index | $1.5M | 11.0% |
| Columbia Dividend Income Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $1.3M | 9.3% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $898K | 6.6% |
| DWS Small Cap Core Fund DWS · Mutual fund | $682K | 5.0% |
| Registered Investment Companies Allspring Special Mid Cap Value Fund Allspring · Mutual fund | $565K | 4.1% |
| Heritage Fund American Century · Mutual fund | $273K | 2.0% |
Added 2 funds, dropped 2 funds, likely replaced 1 fund.
| Fund | Year-end value |
|---|---|
| AddedPIMCO Income Fund | $1.6M |
| DroppedPimo Income Fund | $1.1M |
| ReplacedHighNomura Small Cap Core Fund to DWS Small Cap Core Fund | $451K to $682K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.