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| Provider | Service type | Compensation |
|---|---|---|
CENTAURUS FINANCIAL INC1 year Filed as: CENTAURUS FINANCIAL Service code 28 DAVID B. SHENASSA · ANAHEIM, CA 928066047 | Investment Management | $15,803 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Opinion is qualified - a specific issue limited the scope or accuracy of the audit.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,914 | $58,888-33.9% | $178,499-78.2% | $73,493-47.1% |
| Participation rate | 36.3% | 66.2%-29.9pp | 81.9%-45.6pp | 70.7%-34.4pp |
| Annual return | 18.52% | 24.86%-6.3pp | 151.10%-132.6pp | 28.51%-10.0pp |
| Employer contribution / active EE | $451 | $2,236-79.8% | $5,011-91.0% | $2,270-80.1% |
| Participant deferral / active EE | $1,092 | $2,568-57.5% | $5,202-79.0% | $3,740-70.8% |
| Admin fee / account holder | $116 | $400-71.0% | $13,986-99.2% | $513-77.4% |