Retirement plan

ANTHONY THOMAS CANDY CO., INC. 401(K) PROFIT SHARING PLAN

Name: ANTHONY THOMAS CANDY CO., INC. - ANTHONY THOMAS CANDY CO., INC. 401(K) PROFIT SHARING PLAN (2019) Form 5500
Creator: ANTHONY THOMAS CANDY CO., INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ANTHONY THOMAS CANDY CO., INC. 401(K) PROFIT SHARING PLAN, ANTHONY THOMAS CANDY CO., INC.

ANTHONY THOMAS CANDY CO., INC.EIN 31-4442010Plan #001PY 2019

1777 ARLINGTON LANE - COLUMBUS, OH 43228614-274-8405anthony-thomas.comLinkedIn51-200 employeesfood production

Prospect flagsLow participationLow employer contribution

How to read this page

Total assets (EOY)

$2.7M

+24.9% from 2018

Total participants

126

-3.1% from 2018

Average account balance

$45,792

+35.3% from 2018

Annual return

21.02%

+28.58 pp from 2018

Benchmarks

See 2,278 peers

Peer group

Industry44 - Retail Trade

Plan typeDefined contribution

Participants100-249

Cohort2,278 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.68M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$57K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

38.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$145K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$1K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.16%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$10419

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
NATIONWIDE5+ years Service code 37 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Loan Processing	$30,938
THE PENSION DESIGN GROUP2 years Service code 15 · EIN 31-1081385 760 LAKEVIEW PLAZA BLVD · WORTHINGTON, OH 430856720	Recordkeeping	$2,388
PENTEGRA SERVICES, INC.2 years Filed as: APS - PENTEGRA Service code 26 · EIN 13-3892096 6830 COMMERCE COURT DRIVE · BLACKLICK, OH 430049297	Advisory (Participants)	$0
WORLD INVESTMENT ADVISORS LLC1 year Filed as: WORLD CHOICE SECURITIES INC Service code 26 1101 ARWINE COURT · EULESS, TX 760406407	Advisory (Participants)	$0

Plan features & details

Pension benefit codes2E2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow employer contribution
Employer contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$837

$7 / participant

Investment mgmt$837100.0%

% of EOY assets

0.030%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BHM CPA GROUP
Auditor EIN: 311413363
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$45,792

$49,138-6.8%

$84,023-45.5%

$65,186-29.8%

Participation rate

43.6%

60.7%-17.2pp

69.0%-25.4pp

70.2%-26.6pp

Annual return

21.02%

23.00%-2.0pp

71.32%-50.3pp

29.39%-8.4pp

Employer contribution / active EE

$128

$914-86.0%

$1,984-93.6%

$2,177-94.1%

Participant deferral / active EE

$1,279

$2,397-46.7%

$3,239-60.5%

$3,514-63.6%

Admin fee / account holder

$14

$543-97.4%

$6,102-99.8%

$847-98.4%

Provider

Service type

Compensation

NATIONWIDE5+ years

Service code 37 · EIN 31-4156830

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Loan Processing

$30,938

THE PENSION DESIGN GROUP2 years

Service code 15 · EIN 31-1081385

760 LAKEVIEW PLAZA BLVD · WORTHINGTON, OH 430856720

Recordkeeping

$2,388

PENTEGRA SERVICES, INC.2 years

Filed as: APS - PENTEGRA

Service code 26 · EIN 13-3892096

6830 COMMERCE COURT DRIVE · BLACKLICK, OH 430049297

Advisory (Participants)

WORLD INVESTMENT ADVISORS LLC1 year

Filed as: WORLD CHOICE SECURITIES INC

Service code 26

1101 ARWINE COURT · EULESS, TX 760406407

Advisory (Participants)

ANTHONY THOMAS CANDY CO., INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ANTHONY THOMAS CANDY CO., INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion