Filed April 2, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 4-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Participan... | $229,446 |
GLADING GROUP3+ years Service code 16 · EIN 71-0912527 | Consulting | $59,693 |
RSM US LLP3+ years Filed as: RSM US, LLP Service code 10 · EIN 42-0714325 | Accounting | $24,020 |
BAKER & HOSTETLER LLP2 years Filed as: BAKER & HOSTETLER, LLP Service code 29 · EIN 34-0082025 | Legal | $3,794 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $117,362 | $81,537+43.9% | $149,718-21.6% | $69,631+68.5% |
| Participation rate | 99.3% | 86.1%+13.2pp | 87.1%+12.2pp | 70.7%+28.6pp |
| Annual return | 18.98% | 22.79%-3.8pp | 1501.63%-1482.6pp | 27571.02%-27552.0pp |
| Employer contribution / active EE | $15,366 | $3,239+374.4% | $5,445+182.2% | $2,032+656.1% |
| Participant deferral / active EE | $7,569 | $4,994+51.6% | $6,569+15.2% | $3,224+134.8% |
| Admin fee / account holder | $237 | $107+122.2% | $11,283-97.9% | $110+115.0% |