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| Provider | Service type | Compensation |
|---|---|---|
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $2,759 |
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Distribution (12b... | $600 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,674 | $46,182-27.1% | $170,435-80.2% | $69,634-51.6% |
| Participation rate | 100.0% | 63.9%+36.1pp | 83.6%+16.4pp | 70.7%+29.3pp |
| Annual return | 15.55% | 21.40%-5.9pp | 205.94%-190.4pp | 27572.26%-27556.7pp |
| Employer contribution / active EE | $172 | $1,610-89.3% | $5,432-96.8% | $2,032-91.5% |
| Participant deferral / active EE | $0 | $2,081-100.0% | $4,939-100.0% | $3,224-100.0% |
| Admin fee / account holder | $3 | $116-97.6% | $13,881-100.0% | $110-97.5% |