Retirement plan

SES INC. 401(K) PLAN

Name: SUPERIOR ENVIRONMENTAL SOLUTIONS, INC. - SES INC. 401(K) PLAN (2018) Form 5500
Creator: SUPERIOR ENVIRONMENTAL SOLUTIONS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SES INC. 401(K) PLAN, SUPERIOR ENVIRONMENTAL SOLUTIONS, INC.

SUPERIOR ENVIRONMENTAL SOLUTIONS, INC.EIN 31-1622822Plan #001PY 2018

9996 JOSEPH JAMES DRIVE - CINCINNATI, OH 452461340513-874-8355sesinc.comLinkedIn501-1000 employeesenvironmental services

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$3.7M

-9.9% from 2017

Total participants

377

-14.7% from 2017

Average account balance

$11,678

-24.8% from 2017

Annual return

-5.06%

-22.39 pp from 2017

Benchmarks

See 691 peers

Peer group

Industry56 - Administrative and Support and Waste Management and Remediation Services

Plan typeDefined contribution

Participants250-999

Cohort691 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$11.24M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$11K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,042

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.71M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.92%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$87

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
JOHN HANCOCK LIFE INSURANCE COMPANY4+ years Service code 15 · EIN 01-0233346	Recordkeeping	$10,766
PNC BANK, N.A.1 year Filed as: PNC BANK, NA Service code 25 · EIN 22-1146430	Directed Trustee	$8,919

Plan features & details

Pension benefit codes2E2F2G2J3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$23K

$88 / participant

Other / not subdivided$23K100.0%

% of EOY assets

0.611%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BARNES, DENNIG & CO., LTD
Auditor EIN: 311119890
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$11,678

$44,473-73.7%

$76,518-84.7%

$55,725-79.0%

Participation rate

78.0%

51.0%+27.0pp

68.0%+10.0pp

70.9%+7.1pp

Annual return

-5.06%

-2.01%-3.0pp

-0.27%-4.8pp

244.93%-250.0pp

Employer contribution / active EE

$1,327

$1,101+20.5%

$2,647-49.9%

$2,078-36.1%

Participant deferral / active EE

$1,980

$1,988-0.4%

$3,836-48.4%

$3,356-41.0%

Admin fee / account holder

$71

$134-46.8%

$4,849-98.5%

$115-38.0%

Provider

Service type

Compensation

JOHN HANCOCK LIFE INSURANCE COMPANY4+ years

Service code 15 · EIN 01-0233346

Recordkeeping

$10,766

PNC BANK, N.A.1 year

Filed as: PNC BANK, NA

Service code 25 · EIN 22-1146430

Directed Trustee

$8,919

SES INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SES INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion