Filed September 1, 2010 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
OXFORD FINANCIAL GROUP, LTD1+ years Filed as: OXFORD FINANCIAL GROUP LTD Service code 27 · EIN 35-1588335 | Advisory (Plan) | $137,460 |
Service code 37 · EIN 04-2647786 | Loan Processing | $29,851 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,926 | $50,498+97.9% | $75,781+31.9% | $55,191+81.1% |
| Participation rate | 89.3% | 69.4%+19.9pp | 75.8%+13.5pp | 69.2%+20.2pp |
| Annual return | -2.21% | 1.80%-4.0pp | 9.68%-11.9pp | 10.78%-13.0pp |
| Employer contribution / active EE | $3,794 | $2,291+65.6% | $3,323+14.2% | $1,899+99.8% |
| Participant deferral / active EE | $3,608 | $2,589+39.4% | $3,651-1.2% | $3,046+18.4% |
| Admin fee / account holder | $394 | $123+220.0% | $5,299-92.6% | $91+333.7% |