Filed November 6, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 11225 NORTH COMMUNITY HOUSE ROAD · CHARLOTTE, NC 28277 | Recordkeeping Fees | $130,061 |
Filed as: MASSACHUSETTS MUTUAL LIFE INS COMP Service code 27 PO BOX 771115 · CINCINNATI, OH 452771115 | Advisory (Plan) | $70,000 |
Filed as: CLARK SCHAEFER HACKETT & CO Service code 10 10100 INNVOVATION DRIVE · DAYTON, OH 45342 | Accounting | $13,000 |
MERCER1 year Filed as: PAVILION ADVISORY GROUP INC Service code 27 227 W MONROE STREET SUITE 2020 · CHICAGO, IL 60606 | Advisory (Plan) | $7,084 |
WITHUMSMITH+BROWN, PC1 year Filed as: FROST BROWN TODD LLC Service code 29 PO BOX 5716 · CINCINNATI, OH 452015716 | Legal | $6,501 |
A+ LETTER SERVICE, INC.2 years Service code 99 200 SYRACUSE CT · LAKEWOOD, NJ 08701 | Other Fees | $1,464 |
TD AMERITRADE, INC.4+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $969 |
LARSON FINANCIAL GROUP LLC3 years Filed as: LARSON FINANCIAL GROUP Service code 71 1015 CORPORATE SQUARE DR STE 300 · ST LOUIS, MO 63132 | Brokerage Fees | $333 |
LARSON FINANCIAL GROUP LLC3 years Filed as: LARSON FINANCIAL GR Service code 71 | Brokerage Fees | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,927 | $45,382+62.9% | $154,107-52.0% | $75,289-1.8% |
| Participation rate | 100.0% | 65.9%+34.1pp | 83.0%+17.0pp | 72.4%+27.6pp |
| Annual return | 134.63% | -0.47%+135.1pp | 735.12%-600.5pp | -0.04%+134.7pp |
| Employer contribution / active EE | $960 | $1,533-37.4% | $5,298-81.9% | $2,405-60.1% |
| Participant deferral / active EE | $5,407 | $2,384+126.8% | $5,081+6.4% | $3,739+44.6% |
| Admin fee / account holder | $124 | $89+38.7% | $13,411-99.1% | $102+21.1% |