Filed July 23, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant communication; Participan... | $46,590 |
STERNE AGEE FINANCIAL SERVICES2+ years Service code 16 800 SHADES CREEK PKWY · BIRMINGHAM, AL 35209 | Consulting | $39,199 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,474 | $36,916-55.4% | $156,551-89.5% | $57,658-71.4% |
| Participation rate | 97.1% | 63.4%+33.7pp | 84.0%+13.1pp | 70.2%+26.9pp |
| Annual return | 6.11% | 12.38%-6.3pp | 32.23%-26.1pp | 5.13%+1.0pp |
| Employer contribution / active EE | $964 | $1,571-38.6% | $5,501-82.5% | $1,974-51.2% |
| Participant deferral / active EE | $1,110 | $1,926-42.3% | $4,871-77.2% | $3,061-63.7% |
| Admin fee / account holder | $40 | $82-51.4% | $13,028-99.7% | $95-57.5% |